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Online Resumes with "regulatory examinations"



Internal Audit Services

The position as Internal Audit/Compliance services consultant will have responsibilities performing or overseeing or coordinating internal audit requirements and/or Sarbanes Oxley reviews

Ideal Companies: Allen Edmonds Shoe Corporation, General Electric, Integrys Energy, Kraft Foods, Baker Hughes, Midwest Airlines, Oshkosh Truck, Kohler Company, S.C. Johnson Wax

Tags for this Online Resume: Audit, Director of Internal Audit, Vice President - Internal Audit, Vice President - Compliance, Chief Risk Officer, Supervisory Internal Auditor, Senior Internal Auditor, Director - Internal Audit, Compliance, Risk Assessment, Manager - Internal Audit, Vice President - Corporate Processes, SOX 404, Director - SOX 404 Compliance, Sarbanes - Oxley Act Compliance, Coordinator - Internal Audit

Regulatory Examiner-11 years experience

As a Principal Examiner with FINRA for nearly 11 years, I have developed my knowledge and skills in an ever changing financial world that could be an asset for your firm. My major responsibilities include leading a field examination team conducting regulatory examinations of FINRA member firms and monitoring the stability, accountability, and supervisory structure of FINRA member firms to ensure compliance with NASD, MSRB,...

Experienced and Aggressive Sales Manager

Results-driven sales professional, with over 10 years experience in sales and sales management. Personal sales of over $5 million selling a big ticket intangible item over the phone. Developed long term client relationships. Managed sales floor of up to 20 people and met sales quotas of over $1 million per month. Developed recruiting and training programs that introduced over 60 new salespeople into the business. Develop...

Ideal Companies: My objective is to use my proven talents as a Sales Trainer and a Motivator to help small to medium companies to revitalize their sales force and to increase their market share and market penetration.

Tags for this Online Resume: Sales, Sales Management, Sales Trainer, Recruiting, Training, President, CEO

Ms. Pytlik has over 18 years of experience in compliance, risk management, consulting and audit in the financial services industry. Most recently, Ms. Pytlik was Director, Deputy Head of Central Functions, Risk Management and Strategic Planning for Glob

Senior leadership position in Compliance, Risk Management and/or Internal Audit.

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Great people skills

Strong organizational skills with the ability to manage multiple locations and many employees. Skilled in planning, budgeting and projecting future production figures. Gifted with the talent of recruiting and hiring excellent new employees. Outstanding people skills and possessing the talent to develop, coach and motivate all levels of employees within an organization. The ability to respond quickly and negotiate solutions...

Ideal Companies: large company

Tags for this Online Resume: Human resources

Controller

Ideal Companies: banks, accounting firms, audit firm, manufacturing, hospitals

Tags for this Online Resume: Accounting/Finance, Audit, Compliance

Chief Compliance Officer

Tags for this Online Resume: Regulatory compliance, regulatory examinations, internal audits, policies and procedures, education and training, team building

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Attorney, Financier, Director, Executive

Legal administrative experiences in financial institutions have directed strategic planning, regulatory examination compliance and business development assistance in the introduction of new business and product lines. As an in-house corporate counsel and also in private practice, relationship administration has blended legal and business proficiencies with an outstanding record of forensic accounting experiences, sound bus...

Ideal Companies: law firms or financial intermediaries

Tags for this Online Resume: consultant, banker, attorney, fiduciary, research

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CORPORATE ACCOUNTANT

Highly Skilled Certified Public Accountant, Certified Financial Examiner, and Accredited Financial Examiner with over 16 years of high-profile professional experience performing regulatory examinations and audits for the insurance industry and the private sector. Proven expertise providing specialized accounting services for businesses and clients. Skilled at Financial Statement Reporting, Audit Procedures and Compliance...

Ideal Companies: JP Morgan, Goldmann Sachs

Tags for this Online Resume: Certified Public Accountant, Regulatory Compliance, Budgeting, Cost, Benefit Analysis, Financial Statements, Internal Controls, AP, AR, Reporting, Cost Accounting, Consulting, Strategic Planning, Team Leadership, Process Improvement, Expense Control, Financial Analysis, General Ledger, Joint Ventures

Director Compliance and Community Development - 20 years Experience - CA/DC/VA

I'm a compliance and risk management professional who has 20 years experience managing budgets, projects, and staff. My experiences have included working with senior management, Board of Directors, and external regulators in compliance risk management. I have analyzed business performance, tested controls and monitoring, conducted self-assessments and made presentations, produced management reports and managed audit revie...

Tags for this Online Resume: compliance, risk, community, management, California, Washington, DC region