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Online Resumes with "Stock Loan"

Associate Director Stock Loan Operations - 26 years Experience - New York

A Senior Professional with over 25 years of progressive experience within the Financial/Brokerage Industry, with specific expertise in Clearance and Settlement Operations including Stock Loan, Equity Finance, Collateral Management and Funding. Proven performance in linking corporate vision with the delivery of desired results through development and utilization of people, processes, risk mitigation and seamless workflow. ...

Tags for this Online Resume: Securities Lending, Stock Loan, Equity Finance, Operations, Agent Lending, Collateral Management


Tags for this Online Resume: stock loan operations, equity finance, settlements

Compliance Contactor - AML, Financiaial services - 35 years - Road Warrior

Tags for this Online Resume: Accounting, Financial services, Mutual funds, Limited partnerships, Compliance / AML

Financial Services Sales Agent - 20 Years of Experience - Near 07067

Tags for this Online Resume: new york, stock loan, equity finance, securities lending, new jersey

Financial Specialist - 15 Years of Experience - Near 10019

A financial services professional with over 20 years experience that thrives in dynamic, fast paced, team/individual environments. Solid knowledge and experience in sales/trading of Domestic Stock Loan Equities including: Securities Lending, General Collateral (GC), Exchange Traded Funds (ETF's) and hard to borrow stocks as well as Fixed Income Repurchase agreements (Repo) including: treasury coupons, government back agency...

Tags for this Online Resume: sales, securities lending, repurchase agreements, series 7, trader, stock loan, tri party

Manager - 20 Years of Experience - Near 10103

Areas of Expertise Agile Development Strategic Planning Operational Reporting Vendor Selection System Implementation Project Management Compliance Reporting Vendor System Management Relationship Management Contingent Labor Global Team Leadership

Tags for this Online Resume: New York City, Project Management, Technical Relationship Management, Jira, Agile, Strategic Planning, Global Team Leadership, System Implementation, Relationship Management, PERL, SQL, Sybase, SSIS, MS Project, Compliance Reporting, Software Design, VBA, Visual Basic, Hedge Fund, Production Support, Stock Loan, PNL, Greenwich, Team Leadership, P&L, Operations Reporting, Offshore Development, Dodd Frank

Customer Service Representative - 20 Years of Experience - Near 10309

SUMMARY OF QUALIFICATIONS * International and Domestic Securities experience, with a broad understanding of the diverse aspects of the firm and the financial services industry as a whole. * Skilled in maintaining flexibility, resourcefulness and an entrepreneurial spirit. * Self-directed and effective in taking initiative. * Dedicated and enthusiastic, able to provide excellent service and develop ongoing, profitable client...

Tags for this Online Resume: Account Reconciliation, Billing, Cash Accounts, Customer Accounts, Financial, Financial Services, Microsoft, Microsoft Access, Deposits, Microsoft Excel, customer service, clerical, administrative, sales, data entry

Accountant - 17 Years of Experience - Near 32068


Compliance Manager - 3 Years of Experience - Near 07039

SUMMARY: Dedicated professional with exceptional audit and compliance experience in the financial services industry to include commercial banking, investment banking, international banking, broker dealer and leasing. Extensive knowledge of complex derivative products and fixed income securities and proficiency with performing Anti-Money Laundering (AML), Bank Secrecy Act (BSA) and Office of Foreign Asset Control (OFAC)/Sanc...

Tags for this Online Resume: Financial, Audit, Management, Compliance, Back Office, Microsoft Exchange, Equities, Internal audit, Accounting, Policies and Procedures

Operations Analyst - 20 Years of Experience - Near 11373

Tags for this Online Resume: Management, Project Management, Swaps, Sungard, Bankruptcy, General Ledger, Mergers, Custody, Equity, Securities, finance, Securities Lending, Middle Office, Operations, Fixed Income, Corporate Actions, Stock Loan Analyst

Stock Brokerage Operations - 20+ Years of Experience - Near 10016

Summary of Qualifications Strong working knowledge of all aspects of security clearance, corporate actions, dividends, buy-ins and P&S. Solid knowledge of Domestic R&D, Reorg, Transfer, Stock Loan, ID confirm and Margin. Proven track record of automating and enhancing processes maximizing efficiencies while minimizing expenses.

Tags for this Online Resume: Futures, Macro (Predefined Code), Microsoft Exchange, Equities, Prime, Risk Analysis, Settlements, Pricing, Reconciliations, Equity, assistant manager