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Online Resumes with "Series 7 licensed"

Director of Operations

I manage 7 people between the New Accounts and Cash Margin Departments as the manager, AVP of a regional brokerage firm.

Ideal Companies: Target, Citibank

Tags for this Online Resume: margin, new accounts, brokerage

Financial Services Professional

PAUL ANDREW ALT 9140 East Orchard Lane Charlotte, NC 28210 704-287-4138 Career Objectives and Goals In January, 2009, I was impacted by a reduction-in-force undertaken by my employer of 5 years, LPL Financial Services, which resulted in the elimination of multiple positions, including my own. Prior to this action I had consistently received very positive feedback on my performance,...

Ideal Companies: GMAC, Wells Fargo, Bank of America, BB&T, etc...

Registered investment professional/sales- 20 years sales experience -series 7 license

Objective to provide and offer comprehensive financial advise to clients for wealth appreciation and capital preservation. Fulfill clients needs and expectations regarding their income and benefits needs into retirement. Markets: small businesses and individual investors. Have designed over 45 mini categories of portfolios with ETFs (25 securities with 5 ETFs each)

Tags for this Online Resume: Financial advisor trainee, sales and marketing, financial portfolio design, small business, investment products, mini portfolio categories

Financial Professional - 2+ Years Experience - Series 7 Licensed, CFA Expected 12/10

To earn a challenging and rewarding career in the financial industry.

MBA and Series 7 with 5 years of sales experience is looking to be an internal wholesaler

I started my professional career as a top producing sales manager for Household Finance. When the company went out of business, I took the opportunity to relocate to New York City and began working for Bank of America. After about a year there I realized that retail banking was not my passion so I left the company to pursue my Series 7 license. Currently I am day trading for the firm that sponsored my Series 7 exam. Whi...

Experienced Client Relationship/Investment Account Manager & Trading Assistant w/ Series 7 License

To find a longstanding relationship with a financial services firm where I can grow and further my skills and abilities within this field. I'm looking to progress furter in a client services/relationship focused career, such as a financial advisor or financial planner where I can build strong relationships not only with my clients, but also with coworkers and colleagues.

CFO, Controller, Tax Manager

Results oriented CPA/MBA with demonstrated strengths in devising innovative and creative solutions to complex problems in Tax, Finance, Real Estate, Investments and GAAP accounting. Resourceful and enterprising business leader who excels in developing and maintaining positive and productive relationships with internal and external stakeholders. A strong leader and motivator with solid managerial experience who excels in tra...

Sale representative

To work in an environment that I can contribute using my skills and experience

Tags for this Online Resume: Series 7 license, manager, top sales person, customer service professional

Analytical Consultative Sales Professional

Articulate problem solving sales professional with exceptional listening and social skills. Believes that consistant procedures yield consistant results and that profits, employee retention and controlled expenses are a direct result of management managing. Attention to detail is what separates the professionals from the amateurs. Multi-faceted background: auto/mechanical, photography, missionary, forklift sales, investment...

Ideal Companies: shell oil

Tags for this Online Resume: Consultant, Sales Representative, Sales Professional, Industrial Sales, International Sales

Financial Advisor, Series 7 licensed

Financial Advisor in the Southern California area; recently selected as a 5 Star Wealth Manager for Client Satisfaction

Tags for this Online Resume: Life Insurance, Annuities, Long Term Care, Investments, Advisory

Customer Service Representative, Allentown, PA

To continue in the field of Financial Services and obtain my series 7 license.

Tags for this Online Resume: Finance Sales Associate, Administrative Assistant-Financial Services, Executive Assistant, Client Services Associate

Investment Operations, Boston, MA

 Accomplished, multilingual professional consistently recognized for achievement and performance. Proficient in English, German and Slavic languages. Technically proficient in Microsoft Windows, Excel, Access, Word, and PowerPoint. Working towards acquiring Series 7 licensing.