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Online Resumes with "Series 24"

Field Examiner

To secure a compliance examiner job within the brokerage/financial industry.

Tags for this Online Resume: Financial Auditor, Compliance Analyst, Operations Manager, Series 24, Examnier, Compliance Supervisor

Series 8 / Series 24 Compliance & Sales Supervisor, Southwest Florida

Manager Financial Services Operations - 25 years experience

Manage/Director Operations for a Financial Services Company

Tags for this Online Resume: NASD series 7, NASD series 24, NASD series 65

Featured Profile


Capital Markets professional with extensive real estate finance background.

Tags for this Online Resume: Mortgage backed securities, Asset Backed Securities, CMBS, RMBS, Whole Loans, Series 24

Compliance Officer, Omaha|Compliance Exams, Problem Solving, Regulatory Exam Liaison| Series 24 Principal

I'm a seasoned compliance professional with both broker-dealer and investment advisor experience. I'm seeking a compliance position that will allow me to use my problem solving and organizational skills and regulatory knowledge. I'm interested in a broker-dealer or registered investment advisor that is looking for a manager who has experience with the development, planning and execution of branch office exams and facilitat...

Tags for this Online Resume: compliance, Omaha, series 24, examinations, principal, securities

Syndicate Associate

Find a role with a stable firm that proves challenging, rewarding, and beneficial to all parties involved.

Tags for this Online Resume: Series 7, Series 63, Series 24, relationship management, UHNW client management, Microsoft Office

sales assistant, new jersey

Tags for this Online Resume: series 7, series 63, series 24, stock loan, sales assistant

Compliance, Los Angeles

Tags for this Online Resume: Compliance, Series 7, Series 24, Series 53, Operations, Wealth Management

Vice President

Use the series 24 in a mangerial role with a brokerage firm.

Financial Industry Professional

Tags for this Online Resume: Business Development, Loan Officer, Director, Portfolio Manager, FINRA series 24, Private Banking

Product Executive

Tags for this Online Resume: Financial Services, Wealth Management, Series 24, Compliance, Product , Relationship