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Were you looking for SEC-Regulations job results?
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Online Resumes with "SEC Regulations"

Ms. Pytlik has over 18 years of experience in compliance, risk management, consulting and audit in the financial services industry. Most recently, Ms. Pytlik was Director, Deputy Head of Central Functions, Risk Management and Strategic Planning for Glob

Senior leadership position in Compliance, Risk Management and/or Internal Audit.

Featured Profile

Business Professional looking to get into Accounting, Finance, Operations role

I am looking to for a stable company that I can become a part of and thrive within for the long run. Size does not matter, but I do prefer a family/team atmosphere. I enjoy multi-tasking. I like working on budgeting/forecasting and projections and growth models, as well as I enjoy tying together the P/L while performing accounting analysis from those numbers.

Ideal Companies: Flexible

Tags for this Online Resume: Advanced MS Excel, Great Plains 10.0, Oracle, ADP Software, G/L Reconcilaitions, Month End Close, Financial Reports/Forecasting, CapEx Models, Manager/Supervsory role, development of Accounting Processes, Development of Accounting Procedures, Implementation of Accounting Processes, Implementation of Accounting Procedures, Varaince Analysis, Trend Analysis, Comparative Analysis, Accounting Analysis, Internal Audit, Pivot Tables, V-Lookups, Formulas, Macros/VBA

Featured Profile

Wealth Management and Investment Portfolio Management Professional

I am a goal-oriented investment professional with a history of solid investment results in managing equity and fixed income portfolios. Skilled at decision-making within the framework of a disciplined investment process and establishing successful investment strategies. Energetic team player with exceptional ability to motivate team members to excellence. Demonstrated ability to work independently within a corporate stru...

Ideal Companies: AON Hewitt, Atlanta Capital Investment Managers, BB&T Wealth Management, Brinker Capital Management, Bryn Mawr Trust, Callan Associates Inc., Federated Investments, Fidelity, First Citizens Bank of NC, Hancock Bank, Invesco, Lowry Hill Capital Management, Piedmont Investors, PNC Wealth Management, Regions Bank, Ronald Blue and Co, RW Baird, Sageworth Investment Advisors, Sterling Capital Management, SunTrust, Susquehanna Wealth Management, Synovus, T. Rowe Price, UMB Bancshares, Vanguard, Willis Investment Counsel, Wilmington Trust Investment Advisors

Tags for this Online Resume: Chief Investment Officer, Portfolio manager, problem solving, leadership, compliance officer, equity, fixed income, Team Building, strategy development, Relationship Management, Business development

Ronald Menard

Temporary or full time accounting position. Currently working on completing CPA examination.

Ideal Companies: Google

Featured Profile


PROFESSIONAL SUMMARY Highly successful, productive and multi-talented, client-centered and technically superior Team Leader, brings an outstanding record of accomplishment in meeting the needs of investment fund customers for understanding their portfolios, produce flawless documentation or motivate team members, brings an excellent skill set to this position that includes superior client relations, problem-solving and r...

Ideal Companies: Cerner, HR Block, Hallmark, Sprint, Waddell and Reed, JP Morgan Chase, Google, ATT

Tags for this Online Resume: Windows, Microsoft Office Suite, Tech Support, Help Desk, Turbo Tax, Quicken, TA2000, AS 400, NT Desktop, Java


Proven project execution credentials. Seasoned product manager who combines strategic business perspective, detail-oriented execution, well-honed relationship management and risk mitigation skills. Leverage global, cross-industry experience, best practices and understanding of immovable constraints to drive repeatable success. Known for advancing project delivery success through transparency, instilling accountability and s...

Compliance Officer

I am a Compliance Officer with 20+ years in the financial services industry, working with large and small firms, supervising both employee and independent advisors. I have experience with FINRA and SEC regulations related to fee-based and commission based investment activity, training, financial planning, and reporting and analysis.

Tags for this Online Resume: Compliance, Securities

Financial Manager, Branch or Department - 20 Years of Experience - Near 10005

Over 25 years of management and leadership experience in financial industry, achieved exemplary results, profitability and organizational efficiency for global institutions: Goldman Sachs, Morgan Stanley/Dean Witter, Bank of America/Merrill Lynch and others. Additionally, has worked with New York Stock Exchange on every major technology upgrade and platform enhancement to guarantee seamless transitional protocols for all ha...

Tags for this Online Resume: Leadership, Innovative Thinking, Strategic Planning , Operations Management , Negotiation, Efficiency Improvement , Relationship Building , Regulatory Compliance

Featured Profile

Purchasing - 20 Years of Experience - Near 32084

I wish to continue my 28 year career as an expert director of procurement, sourcing, operations management,vendor management and logistics

Ideal Companies: All medium to large corporations

Tags for this Online Resume: Jacksonville, vendor, finance, director, lean six sigma, Accounting, Catalogs, Distribution, Layout, Procurement, Purchasing, Business Operations, Compliance, SEC Regulations, FINRA Series 7, Graphic Design, Vice President, Print Expert, Digital Print Expert, Vendor Management, RFP, RFQ, RFI, Project Management, US Naval Inteligence

Accountant - 15 Years of Experience - Near 00687

Tags for this Online Resume: Financial Accounting, Cost accounting, Management accounting, Audit, Finance, Insurance, Reinsurance, knowledge of National Association of Insurance Commissioners (NAIC), knowledge of Securities and Exchange Commission (SEC) regulation and legislation, Knowledge in Auditing Standards of the Protecting Investors through Audit Oversight (PCAOB), Knowledge in the Generally Accepted Accounting Principles (GAAP), Adviser, Credit Risk Analysts, Consulting

Engineering Manager - 20 Years of Experience - Near 75038

Areas of Expertise Project Management Risk Management Strategic Planning Budgeting & Forecasting Policy Development Implementation Regulatory Compliance Training & Development Team Leadership Areas of Expertise Project Management Risk Management Strategic Planning Budgeting & Forecasting Policy Development Implementation Regulatory Compliance Training & Development Team Leadership Petroleum Engineer: Business Advisor & Cons...

Tags for this Online Resume: SEC, Securities and Exchange Commission (SEC), Accounting, Assessments, Audit, Budgeting, Compliance, Documentation, Economics, English Language

Production Manager

SUMMARY OF QUALIFICATIONS Successful corporate founder, and globally recognized leader in the field of Materials Science. Inventor of Lattice block Materials, including a substantial portion of the manufacturing/production technology required for the commercialization of Periodic Cellular Solids. Winner of 22 Small Business Innovation Research (SBIR) awards: sixteen Phase-1's, four Phase-2's, two Phase-3's. Thirty years of ...

Tags for this Online Resume: Aerospace, Management, D.O.D., D.O.T., Equity, Government, Manufacturing, NASA, Payroll, Sales