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Online Resumes with "NASD Regulations"



Operations Manager

Objective, honest, hard-working, integrity driven, self-motivated, communicator who believes in accepting responsibility and leading by example.

Ideal Companies: Mid sized comapnies looking for a experienced operations manager with a diverse background in financial services and real estate.

Tags for this Online Resume: Operations Manager, business development

Liscensed Financial Services Compliance and Operations Professional

Motivated, dedicated, solutions-driven, and analytical financial services professional with 11 years’ combined experience in operations, compliance and sales, coupled with 3 years’ experience working in the National Financial Services’ clearing firm environment. Detail-oriented and organized with a strong customer service orientation. Effective in establishing and maintaining business relationships to ensure compliance and...

Ideal Companies: Citibank, Smith Barney, asset or investment management companies, insurance companies, mutual fund companies

Tags for this Online Resume: Compliance, Operations, NASD Regulations, Financial Services Professional, NASD, Mutual Funds, Annuities, Stocks, Bonds, Life Insurance, Writing Training Materials, Detail Oriented, Training, Effective Writing Skills

All Time Best Customer Service Rep

Outstanding customer service representative with excellent interpersonal skills, integrity, humor, and loyal.

Ideal Companies: Park University, Ford

Tags for this Online Resume: Customer Service, Support, Administrative Assistant