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Online Resumes with "Investment Compliance"
Contiune with career in financial services, where I can contribute with vast knowledge of investments, compliance regulation, audits, and process improvement
I would like to utilize my Due Diligence experience at a Fund of Hedge Fund or in an organization, such as a Family Office, Foundation or Endowment, that conducts manager due diligence. I also feel the quantitative and analytical skills could also be parlayed into a research analyst position. I would like to return to a more analytical field with a balance of qualitative and quantitative work. Writing samples available.
Developing financial analyst with exceptional interpersonal communication and leadership skills. Resourceful, creative, loyal, etc.
Tags for this Online Resume: Process Improvement, Process Development, BRD, Investment Compliance, Management Reporting, MFTP, CRD, Bloomberg, International Portfolio Reconciliation, Financial Statement Analysis, GL Accounting
My career goal is to continue managing fund transactional and regulatory filing documents and gain more exposure in the adviser compliance arena.
Utilize skills, experiences, and education to contribute to the financial field in the securities markets.
I'm a Consultant and Senior Financial Services executive with over 25 years of experience fixing, growing and managing Wealth Management, Asset Management and Broker Dealer businesses. I have experience in all areas - including sales, marketing, operations, research, investments and compliance. Have been engaged as a consultant to large national custodians evaluating their technology solutions.
Tags for this Online Resume: Boston, Wealth Management, Financial services, Consulting, Sales, Management, SME, Platform conversion, Asset Management, High Net Worth, Benefits, Fixed Income, Private Client, Distribution
SUMMARY Experienced professional with twenty years of trust and estates experience, in both the legal and financial services arenas. Wealth preservation and trust expert with extensive experience in estate planning, trusts, tax preservation strategies, charitable giving, probate, elder law and business transition. Visionary leadership style with ability to motivate colleagues, as well as, contribute on an individual level, ...
SUMMARY OF QUALIFICATIONS A detail-oriented, self-motivated professional with extensive experience in the investment industry, areas include: ( Vendor Relationship ( Investment Compliance / GAAP * Client Reporting ( Oral and Written Communication * Budget and Control ( Problem Analysis and Resolution * Sales & Marketing