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Online Resumes with "Chief Compliance Officer"
Currently I am In-house Counsel & Chief Compliance Officer (CCO) for both Crown Asset Management and Second Round Limited Partnership and in-house counsel for Second Round Limited Partnership. I have practiced as in-house compliance counsel for four years and CCO for eighteen months. I am looking for a challenging, forward thinking, compliance oriented company with whom I can grown and work with a team of like minded profe...
Become engaged with an organization who appreciates hard work, driven professionals
My desire is to stay within the Compliance field and to become a Chief Compliance Officer.
Accomplished Sales Management Executive, with extensive senior-level experience in all aspects of account management, business development, compliance, relationship development and revenue generation within the brokerage and investment management industry. Consult effectively with client management to effectively prioritize activities and achieve defined objectives, with the ability to translate client requirements into sal...
A challenging leadership position where I can use my knowledge and experience to ensure all regulatory compliance requirements are met and all risks are managed and minimized.
To use my executive, legal, and leadership skills to help senior leaders manage and direct operational results in a legally prudent, compliant, and ethical manner.
Senior executive in a progressive growing financial services firm.
Chief Compliance Officer, Chief Operations Officer, Chief Executive Officer- 20 years combined experience
Accomplished, outcome-driven Business Governance Manager with year-over-year success in leading challenging initiatives, with emphasis on strategic planning and reviews, scheduling and control, preparing and completing action plans, quality assurance, project development, implementing production, productivity, quality, and customer-service standards. Resolve problems, complete audits, identify trends, determine system impro...
SUMMARY: A 29 year financial executive with a broad experience in all aspects of accounting, auditing, financial reporting and management. Direct experience in real estate, construction, hospitality industry, retail sales, and manufacturing. Roberts Resorts: 8350 E. Raintree Dr., STE #220, Scottsdale, Arizona 85260 Chief Financial Officer: February 2006 to Present Oversees the financial infrastructure and integrity of a wid...