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Online Resumes with "Chief Compliance Officer"

Lawyer - 5 Years of Experience - Near 77075

Currently I am In-house Counsel & Chief Compliance Officer (CCO) for both Crown Asset Management and Second Round Limited Partnership and in-house counsel for Second Round Limited Partnership. I have practiced as in-house compliance counsel for four years and CCO for eighteen months. I am looking for a challenging, forward thinking, compliance oriented company with whom I can grown and work with a team of like minded profe...

Tags for this Online Resume: Compliance, Risk, Regulatory, Government, License

Chief Security Officer

Become engaged with an organization who appreciates hard work, driven professionals

Tags for this Online Resume: Chief Security Officer, Chief compliance officer

Compliance Officer

My desire is to stay within the Compliance field and to become a Chief Compliance Officer.

Tags for this Online Resume: Western New York, Regulatory, MS Office, Visio, Project Management, MS Project

Senior Atty/Compliance Officer

Tags for this Online Resume: Senior Attorney, Lawyer, Chief Compliance Officer, Chief Compliance & Ethics Officer

Featured Profile

Sales Manager - 20 Years of Experience - Near 43017

Accomplished Sales Management Executive, with extensive senior-level experience in all aspects of account management, business development, compliance, relationship development and revenue generation within the brokerage and investment management industry. Consult effectively with client management to effectively prioritize activities and achieve defined objectives, with the ability to translate client requirements into sal...

Ideal Companies: JPMorgan Chase & Co, PNC Bank, FINRA, SunTrust, Northern Trust, Fidelity, Vanguard, BNY Mellon, Wells Fargo, Franklin Templeton, LPL, Nationwide, American Funds, Federated

Tags for this Online Resume: Managing Director, Director, Sales Manager

Chief Compliance Officer, Philadelphia, PA

A challenging leadership position where I can use my knowledge and experience to ensure all regulatory compliance requirements are met and all risks are managed and minimized.

Tags for this Online Resume: GRC, Regulatory Compliance, Risk Management, Compliance, Enterprise Risk, Governess

Vice President and General Counsel

To use my executive, legal, and leadership skills to help senior leaders manage and direct operational results in a legally prudent, compliant, and ethical manner.

Tags for this Online Resume: Vice President , General Counsel, Executive, Chief Compliance Officer, Corporate Ethics Officer, Chief of Internal Investigations

Chief Compliance Officer

Tags for this Online Resume: New Jersey, Philadelphia, Florida, Medicare, CMS, Government Programs, California, Arizona

Vice President - 20 Years of Experience - Near 66214

Senior executive in a progressive growing financial services firm.

Tags for this Online Resume: chief compliance officer, compliance officer, Investments and securities , Investment Advisor, Registered Representative, r

Chief Compliance Officer, Chief Operations Officer, Chief Executive Officer- 20 years combined experience

Tags for this Online Resume: Compliance, Quality, Training, Operations, Inspection, Teamwork

Featured Profile

Financial Specialist - 15 Years of Experience - Near 02783

Accomplished, outcome-driven Business Governance Manager with year-over-year success in leading challenging initiatives, with emphasis on strategic planning and reviews, scheduling and control, preparing and completing action plans, quality assurance, project development, implementing production, productivity, quality, and customer-service standards. Resolve problems, complete audits, identify trends, determine system impro...

Ideal Companies: United Nations, Goldman Sachs, Merrill Lynch, RBC, JP Morgan,

Tags for this Online Resume: Data Management, Due Diligence, Licensing, Management, Vendor Management, Distribution, Project Management, Documentation, Risk Management, Banking Industry

Chief Financial Officer

SUMMARY: A 29 year financial executive with a broad experience in all aspects of accounting, auditing, financial reporting and management. Direct experience in real estate, construction, hospitality industry, retail sales, and manufacturing. Roberts Resorts: 8350 E. Raintree Dr., STE #220, Scottsdale, Arizona 85260 Chief Financial Officer: February 2006 to Present Oversees the financial infrastructure and integrity of a wid...

Tags for this Online Resume: Accounting, QuickBooks, Acquisitions, Property Management, Audit, Construction, Diversity, Due Diligence, Financial, Financial Reporting