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Online Resumes with "Chief Compliance Officer"

Compliance Manager

Highly competent, healthcare professional with extensive experience in compliance, policy development, and contract/financial administration seeking a position where this skill set will be fully utilized.

Tags for this Online Resume: Compliance Director, Compliance Analyst, Chief Compliance Officer, Administrative Director

Director of Human Resources - Chief Compliance Officer

A position of Regional HR Director or Senior Director of Human Resources with broad responsibility for leading the delivery of strategic and operational human resources services contributing to the company’s strategic business objectives and responsibility for the management of the Human Resource (HR) functions or senior level position in other functional areas.

Tags for this Online Resume: Director, Manager, Training, Compliance, Auditor, Human Resources

Chief Compliance Officer, Toronto, ON

Experienced Chief Compliance Officer

Tags for this Online Resume: compliance, self starter, Management skills, ethical, experience, education

Strong, Dedicated Self Starter

Chief Compliance Officer - 8 years

I'm the CCO who has over 20 years experience in writing, reviewing and managing computer department, risk management and human resources.

Featured Profile

Director Legal / Compliance Business Technology

Proven legal industry Director who focuses on people, process and technology to deliver results. Experience delivering legal and compliance solutions to the General Counsel and Chief Compliance Officer with a fortune 100 insurance company. My intimate knowledge of the issues facing in house legal departments gives me the ability to deliver innovative and effective solutions.

Ideal Companies: Law firm, Insurance or Financial services

Tags for this Online Resume: leadership, relationship , legal , operation

Chief Compliance Officer

Chief Compliance Officer


Tags for this Online Resume: chief compliance officer regulatory

Chief Compliance Officer

I am a Regulatory Compliance Professional with over 7 years of compliance experience and over 25 years of banking experience.

Featured Profile

Retail Investment Branch manager- Highly Licensed- 10 Years Experience

I'm a Financial Professional with 10 years experience in the Retail Investment Industry. I have extensive experience with Securities regulation, compliance ,and supervision. As well as Investment Operations and Financial Customer service dealing with both Financial Advisers and Clients. I hold FINRA Series 7, 63, 24,4, 9 & 10. I also Hold Insurance Life , Health, and Casualty Certifications.

Ideal Companies: Charles Schwab, Morgan Stanley, AIG, Goldman Sachs, Edward Jones, JP Morgan Chase, BOA/Merrill Lynch, Ect.

Tags for this Online Resume: Operations Manager, Branch Manager, Series 7, Series 24, Compliance, Supervisor, Series 4, Series 63, Series 9, Investment Operations

Chief Compliance Officer - 22 years experience - Phoenix

Tags for this Online Resume: Phoenix, San Diego, Compliance Officer, Privacy Officer, regulatory affairs, genetics