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Online Resumes with "Chief Compliance Officer"
Highly competent, healthcare professional with extensive experience in compliance, policy development, and contract/financial administration seeking a position where this skill set will be fully utilized.
A position of Regional HR Director or Senior Director of Human Resources with broad responsibility for leading the delivery of strategic and operational human resources services contributing to the company’s strategic business objectives and responsibility for the management of the Human Resource (HR) functions or senior level position in other functional areas.
I'm the CCO who has over 20 years experience in writing, reviewing and managing computer department, risk management and human resources.
Proven legal industry Director who focuses on people, process and technology to deliver results. Experience delivering legal and compliance solutions to the General Counsel and Chief Compliance Officer with a fortune 100 insurance company. My intimate knowledge of the issues facing in house legal departments gives me the ability to deliver innovative and effective solutions.
Chief Compliance Officer
Tags for this Online Resume: chief compliance officer regulatory
I am a Regulatory Compliance Professional with over 7 years of compliance experience and over 25 years of banking experience.
I'm a Financial Professional with 10 years experience in the Retail Investment Industry. I have extensive experience with Securities regulation, compliance ,and supervision. As well as Investment Operations and Financial Customer service dealing with both Financial Advisers and Clients. I hold FINRA Series 7, 63, 24,4, 9 & 10. I also Hold Insurance Life , Health, and Casualty Certifications.