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Online Resumes with "Chief Compliance Officer"

Broker Dealer Compliance Attorney

Act as Chief Compliance Officer or Counsel/Attorney for broker/dealer or Investment advisor

Compliance and Risk Manager

Management position utilizing my management, audit, regulatory, risk mitigation, communication, relationship building, and organizational skills and competencies.

Ideal Companies: JPMorgan Chase, CitiGroup, Nationwide Insurance, Nationwide Children's Hospital, UnitedHealth, McGraw-Hill Publishing, St. Ann's Hospital (Westerville, OH)

Tags for this Online Resume: Life Insurance Compliance, Risk mitigation, Project management, Analytical, Processes and controls, Internal auditing, Written and verbal communications, Fraud and investigations, SEC Rule 38a-1

Chief Compliance Officer, 28 years of successfully handling all areas within Compliance

To find a Firm where my background and experience can be used to help the Firm grow along with helping the employees I will be working with to grow and learn how to use their talents to assist in the development of the company

Chief Compliance Officer, Greensboro NC

Tags for this Online Resume: AML, Advanced KYC, compliance, KYC, banking

Chief Financial Officer / Chief Compliance Officer, NY

I am a Global Finance, Operations and Compliance leader with 16 years’ experience in leading business, processes and people to maximize customer and shareholder values, seeking an opportunity to help an organization and make the difference.

Tags for this Online Resume: Chief Financial Officer , Chief Compliance Officer, Controller, Finance & Business Operations, Compliance, Sales & Marketing Support

chief compliance officer

To advance my carreer and find more challenge in life and the company I work with.

Admissions Director

Tags for this Online Resume: Chief Compliance Officer, Risk Manager, Licensed Professional Counselor

Regulatory and Compliance Counsel and Chief Compliance Officer

Compliance Professional Baltimore, MD

Chief Compliance Officer to a national variable annuity underwriting broker-dealer and Suitability Officer to a national life insurance company with over 15 years of experience in the field of securities and insurance distribution, seeking a challenging position as a member of a securities or insurance legal and compliance team

Tags for this Online Resume: Compliance Officer, Suitability Officer, Compliance Paralegal, insurance, securities, financial

Ms. Pytlik has over 18 years of experience in compliance, risk management, consulting and audit in the financial services industry. Most recently, Ms. Pytlik was Director, Deputy Head of Central Functions, Risk Management and Strategic Planning for Glob

Senior leadership position in Compliance, Risk Management and/or Internal Audit.

Chief Credit Officer, Sr. Special Assets Officer, Sr. Commercial Lender California, Nevada

To find a position that can utilize my 30+ years Banking and Real Estate Development experience.

Tags for this Online Resume: Chief Credit Officer, Senior Special Assets Officer, Senior Commercial R.E. Lender, Chief Compliance Officer

Expert Senior Compliance Professional

Seasoned Compliance professional with exceptional background and experience

Ideal Companies: Successful banking firms located in California

Tags for this Online Resume: Chief Compliance Officer, Bank Secrecy Act Officer