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Online Resumes with "Chief Compliance Office"
Tags for this Online Resume: Boston, Boston, Chief Compliance Officer, Chief Compliance Officer, Pharmaceutical Biotech, Medical Device, Pharmaceutical Biotech, Medical Device, Senior Vice President, Senior Vice President, Life Sciences, Life Sciences, Commercial Compliance, Commercial Compliance, Regulatory Compliance, Regulatory Compliance, New York, New York, San Francisco, San Francisco, San Diego, San Diego, Vice President, Vice President, VP, VP, Global, Global, FCPA, FCPA, International, International
To continue to be a productive member of a team, with longevity and stability.
Chief Compliance Officer; head of compliance/risk
Pacific Pearl Group - West Palm Beach FL Chief Compliance Officer - 2012,2013 Self Employed - Trader November 2011 - August 2012 Traded equities and execute various options strategies utilizing research and stock market trends to self sustain my income Kane Reid Securities dba TradeKing, Fort Lauderdale, Florida February 2007- January 2011 Supervisor of Compliance and Customer Identification Responsible for the superv...
Seeking senior compliance position with broker-dealer, registered investment adviser, or consultant/contractor
I'm an investment professional with over 20 years of experience managing top performing investment strategies, researching companies and managing people and client relationships as a portfolio manager, Director of Research, research analyst and relationship manager.
My name is Tom Garr and, I would like to, respectfully, submit my attached resume to you for consideration for a position on your team as a Chief Operating Officer or Chief Financial Officer.
I'm a Chief Credit/Compliance Officer(Senior Vice President)who has 25 years experience in banking industry for the Commercial and Real Estate Lending as well as Banking Laws & Regulations.