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Online Resumes with "Chief Compliance Office"
$ 150k +
My goal is to find a position where my extensive experience and knowledge can be of assistance to an organization achieving their business objectives.
I am the Chief Compliance Officer, Anti-Money Laundry Officer, and Privacy Officer with a number of years in securities brokerage/investment advisory and insurance compliance. I oversee the brokerage, investment advisory and insurance areas; however, I am seeking out new opportunities. I hold a number of FINRA designations (Series 7,24,53,63,66), am a licensed insurance producer in Illinois, and am a Certified Regulator...
AML,KYC,Risk Assesment, AML training, OFAC.
Chief compliance officer for a Medicare Advantage Plan or other healthcare operation.
Looking for a challenging position of the Chief Compliance Officer in the reputed company with a view to use my wide experience for the benefit of the organization.
General Counsel or Chief Compliance Officer
To work as Counsel for a broker-dealer or registered investment adviser and create value by providing expertise in due diligence, contract, regulatory and arbitration matters.
I am an excellent problem solver and researcher. I work well within a team environment with little or no supervision. I possess excellent communication skills and strive to provide unsurpassed customer service.
Ideal Companies: Habitat for Humanities
Tags for this Online Resume: Executive Assistant