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Online Resumes with "Chief Compliance Office"
Act as Chief Compliance Officer or Counsel/Attorney for broker/dealer or Investment advisor
Management position utilizing my management, audit, regulatory, risk mitigation, communication, relationship building, and organizational skills and competencies.
Tags for this Online Resume: Life Insurance Compliance, Risk mitigation, Project management, Analytical, Processes and controls, Internal auditing, Written and verbal communications, Fraud and investigations, SEC Rule 38a-1
To find a Firm where my background and experience can be used to help the Firm grow along with helping the employees I will be working with to grow and learn how to use their talents to assist in the development of the company
I am a Global Finance, Operations and Compliance leader with 16 years’ experience in leading business, processes and people to maximize customer and shareholder values, seeking an opportunity to help an organization and make the difference.
To advance my carreer and find more challenge in life and the company I work with.
Chief Compliance Officer to a national variable annuity underwriting broker-dealer and Suitability Officer to a national life insurance company with over 15 years of experience in the field of securities and insurance distribution, seeking a challenging position as a member of a securities or insurance legal and compliance team
Ms. Pytlik has over 18 years of experience in compliance, risk management, consulting and audit in the financial services industry. Most recently, Ms. Pytlik was Director, Deputy Head of Central Functions, Risk Management and Strategic Planning for Glob
Senior leadership position in Compliance, Risk Management and/or Internal Audit.
To find a position that can utilize my 30+ years Banking and Real Estate Development experience.
Seasoned Compliance professional with exceptional background and experience
Ideal Companies: Successful banking firms located in California