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Online Resumes with "Chief Compliance Office"

Chief Compliance Officer

Twenty five years of the financial services industry.

Ideal Companies: Any honest NASD Member Firm. There are fewer of them than you think

Tags for this Online Resume: COMPLIANCE

Certified Regulatory and Compliance Professional, Chief Compliance Officer

Utilize skills obtained in the areas of regulatory compliance, process management, policy and procedure development, testing and implementation in a dynamic field.

VP Risk Management, Quality Improvement and Operations

Chief Compliance Officer in Healthcare

RIA & BD Chief Compliance Officer

RN Consultant, presenter, educator extraordinare

Very pleasant RN with diverse experience - Full of Integrity, loyalty and professionalism. I enjoy presenting or the field of education as imparting knowledge in a helpful and entertaining way has been successful for me in the past.

Ideal Companies: Health Care Related:, education, consulting, career advising

Tags for this Online Resume: Health Care, Consulting Health Care, Education - Health Care, Corporate Compliance

Broker/Dealer, RIA Compliance Officer

Achieve a career in the Financial Services Industry.

Tags for this Online Resume: Broker Dealer Chief Compliance Officer, RIA Compliance Officer, Operations Manager

Chief Compliance Officer - 22 Years Experience with SEC (12) and then private (10)

Utilize skills obtained during my career in banking, transfer agency, and broker-dealers.

Chief Compliance Officer

Software Queen

Ideal Companies: Schwab, Domino's Pizza, Public Utility

Tags for this Online Resume: administrative, assistant

Business Attorney, Mediator

Tags for this Online Resume: General Counsel, Chief Legal Officer, Chief Compliance Officer, Vice President Legal Services


Chief Executive Officer, Chief Financial Officer, Chief Compliance Officer, Chief Operating Officer, Controller, Director of Business Office, Director of Patient Finan

Paralegal, San Antonio, Texas

To secure a position as a senior level paralegal with supervisory and/or management responsibilities, which will utilize my extensive skills and education as well as further my professional career.

Tags for this Online Resume: Paralegal, Chief Compliance Office, Law Office Manager, Unemployment Claims Management