Career Objective - To lead a team of high performance individuals as Chief Compliance Officer, Chief Operating Officer, or Managing Director.

COMPANY	POSITION HELD	DATES WORKED
(Confidential)	Senior Manager – Compliance & Ethics	7/2010 - Present

SCHOOL	MAJOR	YEAR	DEGREE
Quinnipiac University	MBA	2003	Master Degree
Quinnipiac University	Law	2003	Law Degree
Babson College	BS in Business Administration	2000	Bachelor Degree

TYPE	TITLE	URL	DESCRIPTION
Book	Zero to One	media url	The great secret of our time is that there are still uncharted frontiers to explore and new inventions to create. In Zero to One, legendary entrepreneur and investor Peter Thiel shows how we can find singular ways to create those new things.
Magazine	Harvard Business Review	media url	Leadership Insights
Website	LinkedIn	media url	LinkedIn Profile
Website	Bloomber	media url	Business News and Intelligence

Highlights:

Accomplishments * Managing Compliance Risk. Lead the compliance work stream at American Express for the re-launch of card acquisition in the Puerto Rico/Virgin Island Market, allowing re-launch of card acquisition the market. * Turn Around. Through an internal audit UBS established that all un-reconciled trades were growing in dollar volume. Implemented daily procedures for Euroclear trade reconciliation, and department wide distribution of report. Reduced daily un-reconciled trades from $1B, to $1-2M by the end of each work day. * Designing Control Systems. RBS had no regulatory compliance program in place. Designed, developed and executed a comprehensive regulatory compliance monitoring and testing program. Ensured $0 in regulatory fines since inception, and continues to maintain its industry leading position. * Project Management. UBS key trading systems were tied correctly to master file system. Initiated and completed the Orphaned GL Project - Identified, mapped, and reconciled accounts between key UBS back office systems. Successfully completed project leading to no system failures, and the ability to launch new back office systems. * Security Implementation. RBS internal audit revealed a large amount of unsecured data on our network. Implemented and completed a data cleanup and security sweep of all network drives. Guaranteed no more unsecured data was found on the network.

Companies I like:

Goldman Sachs, SpaceX, Credit Suisse, JP Morgan, Morgan Stanley, UBS

Management
Drafting
Due Diligence
Documentation
Risk Management
Public Speaking
Writing
Risk Assessment
Implementing and Managing Change in a Dynamic Environment
Crisis Management
Communication
Complex Problem Solving
Solution Implementation
Engaging with C-suite Leadership
Engaging with U.S. Federal Examiners
Engaging with Bank Board of Directors
Navigating Complex Matrix of Accountability and Stakeholders
Analyzing complex business challenges and developing solutions
Business Plan Development and Execution
Translating global vision into local tasks
Mentoring and Leading staff
Building Relationships
Leading

• Management
• Drafting
• Billing
• Due Diligence
• SEC
• Securities and Exchange Commission (SEC)
• Documentation
• Risk Management
• Compliance Risk
• Operational Risk
• Risk Assessment
• Implementing and Managing Change
• Turnaround
• Cyber Security
• Internal Controls
• Global Operations
• SOX
• Legal
• Investment Banking
• Crisis Management
• Data Breach Notification
• Intellectual Property
• Dodd-Frank Act
• USA PATRIOT Act
• Communication
• Vendor Risk Management

Angelo is currently a Senior Manager in Global Risk & Compliance (GRC) at American Express, in the U.S. Card Compliance Program Office, based in New York, NY. He is responsible for the coordination of key compliance activities, including the Business Unit Compliance Assessment, Business Self Testing, Compliance Risk Assessment process, Annual Compliance Plan and driving consistency across consumer card (CPS) and small business card (OPEN) projects. Angelo has also supported the CPS and OPEN Marketing teams as a Line of Business Compliance Officer, and has overseen the implementation and effectiveness of the Compliance Risk Management Program, and Compliance Issue Management, among other responsibilities.