Senior Attorney with 20 years of diverse experience in leading financial services organizations. Proven success in reducing risk, resolving complex legal matters and policy problems, negotiating controversial issues, and promoting sustainable financial growth. Excellent writing and communication skills that are complimented by fluency in Spanish. Recognized for sound judgment, strategic foresight, and calm under pressure. A “Bridge-Builder” with the unique ability to bring disparate entities together to achieve consensus, thereby benefiting the Organization.

COMPANY	POSITION HELD	DATES WORKED
(Confidential)	(Confidential)	4/2005 - Present
Fidelity Investments	(Confidential)	1/2002 - 12/2004
Fidelity Investments	(Confidential)	2/1997 - 12/2001

SCHOOL	MAJOR	YEAR	DEGREE
Boston University School of Law	LL.M. in Banking and Financial Law	2001	Master Degree
Boston College Law School	Juris Doctor	1987	Law Degree
University of Pennsylvania	Political Science	1984	Bachelor Degree

Highlights:

Companies I like:

Wellington Management, Eaton Vance, etc.

P&L responsibilities
Presentation
Ecommerce Strategy and digital marketing channels optimization - SEO, SEM, email, affiliates - for high-profile accounts.
Technology Solutions
Software Implementation

• Securities
• Contract Drafting and Review
• Legal Research
• Analysis and Writing
• Regulatory Compliance

Managing the integration of five broker-dealer acquisitions, including harmonizing sales practices, marketing materials, legal practices, and regulatory compliance. Advise internal clients on concerns related to SEC, FINRA and state regulatory issues.